RegD - Issuance Choosing business software is crucial. Kore simplifies the process with direct tool comparisons,
assisting in finding the optimal fit for your specific requirements.
Pre-Raise
During-Raise
Post-Raise
Pre-Raise In preparation for a capital raise, various stakeholders, including auditors, lawyers, consultants, broker-dealers, payment providers, and escrow banks, are typically involved. However, the time-consuming process of duplicating information and coordinating communication among these parties often goes unnoticed as a significant expense
Issuance Comparison
Pricing Comparison
Issuance Comparison
(Please note that the feature comparisons provided herein are based on the current state of information available at the time of publication and are subject to change without prior notice. Please contact respective service provides for most up-to date information on comparisons presented)
Key Technology & Platform Features Kore Kore Tech Other 1 Other 2 Other 3 Other 4 Key Benefits
API Issuance Infrastructure End to End Exclusive active disabled disabled disabled disabled API Issuance Infrastructure empowers businesses with seamless integration and customization capabilities, enabling them to efficiently create and manage their own technology. This infrastructure furnishes a compliance regulatory framework,ensuring your company's ability to build and maintain 100% compliance
BYOP-Enabled Exclusive active disabled disabled disabled disabled Build Your Own Product. Modular components and building blocks to build or customize to your existing online enviorment (Kore.Builders)
Permissioned Block Chain Exclusive active disabled dollar dollar disabled KoreChain Facilitates Regulated Compliant Process at lower costs, efficiency, transparency and privacy.
Digital Securites Smart Contract - Tokenization Exclusive active disabled disabled disabled disabled Permisioned BlockChain Facilitates Regulated Compliant Process at lower costs, efficiency, transparency
Custodial Services active disabled disabled disabled disabled Enables you to house investors' accounts securely within a Custodial Account under the street name
SPV active disabled disabled disabled disabled Enables your company to utilize, manage the SPV (Special Purpose Vehicle) option for your fundraising
Regulation RegD • Pre-Raise
DealRoom - Issuers, Brokers, Legal, Auditors, Marketers Exclusive active disabled disabled disabled disabled DealRoom significantly reduces the time needed for intermediaries during pre-raise preparation and prevents expensive filing related errors, thus reducing Issuer costs. Addionally it provides complete visibility into the Investor Application Process providing realtime Broker-Dealer Status Updates for complete visibility.
Cap Table Set up ($$ optional add on expense) Included No Fee active dollar dollar dollar dollar $$ Savings Augmented investor relations - Elevate visibility by onboarding existing holders before your raise, ensuring comprehensive holder engagemen
Portfolio set up for Current Shareholders Included No Fee active disabled disabled disabled disabled $$ Savings - Augmented investor relations - Elevate visibility by onboarding existing holders before your raise, ensuring comprehensive holder engagemen
(KoreTransfer USA) Digital Securities Transfer Agent Exclusive active disabled dollar 3rdParty External 3rdParty External Using a private label or API connection allows your shareholders to view their holdings directly on your company's domain, eliminating the need to navigate away
Regulation RegD • During-Raise
Private Label - End-to-End Exclusive active disabled disabled disabled disabled Gain greater control & enhanced investor relationship : Private Label Invest Button, Investor Access, Transfer Agent , SMTP Email integration, seamlesslsy connected to your brand.
Private Label Issuance active disabled disabled disabled disabled "No-Hijack" Resident Invest button. Implementing a native 'Invest' button rather than a redirect helps minimize investor abandonment by alleviating concerns about potential alias hacking.
Branded Email + SMTP active disabled disabled disabled disabled Enhance trust with emails originating from your own domain or your Finra Broker Dealer
KorePixel - Integrated Investor Lifecycle Analytics Exclusive active disabled disabled disabled disabled It involves consolidating and examining data related to investor interactions, from initial engagement and research to investment decisions, post-issuance activities, and secondary trading. This approach aims to provide valuable insights into the complete lifecycle of an investor's actions, aiding in better decision-making, risk management, and optimization of investment strategies.
Investor Dashboard active active active active active Private Label dashboard for your investors to track investment status in your company and the ability to re-invest with one click.
Issuer DashBoard Raise Monitoring active disabled disabled disabled disabled The dashboard offers a comprehensive view of the investor application journey, giving issuers a clear picture from suitability assessment to KYC and ID verification, to payment processing, and closing to the investors addition to your. captable.
Investor Application (KYC: ID Verification/AML checks ) active active active active active The proprietary architecture of Kore offers an affordable and flexible multi-signature framework, providing enhanced adaptability for online digital documents.
Multi Document + Multi eSignature active disabled disabled disabled disabled Regulatory attestations contribute to providing a transparent and auditable framework for your company, your FINRA Broker-Dealers when required to report to either FINRA or SEC
Regulatory Attestations active disabled disabled disabled disabled Regulatory attestations contribute to providing a transparent and auditable framework for your company, your FINRA Broker-Dealers when required to report to either FINRA or SEC
KoreID - End to End: Investor Managment Exclusive active disabled disabled disabled disabled By integrating KoreID tagging throughout the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company. It expedites rolling closes and re-investments. It mitigates the risk of fradualant Investors for Issuers, Banks and Payment Rail Providers.
Customized Private Label Investment Scripts active disabled disabled disabled disabled By integrating the optional RESTful API Investment script, your application process gains enhanced flexibility.
Compliance Desk Exclusive active disabled disabled disabled disabled Compliance Desk is a seamlessly integrated platform tailored for FINRA Broker-Dealers, ensuring compliance with FINRA 17a-4. Linked with NexisLexis, Escrow, Payment Rails, Bad Actor, and investor verification, it offers a comprehensive solution. Moreover, it facilitates Multi Broker functionality for co-listing opportunities
KoreConnector: CRM API Integration Exclusive active disabled disabled disabled disabled KoreConnector is a "No-Code" technology that connects you to all leading CRM applications via API: Klaviyo, Hubspot, ActiveCampaing, Close.io, MailChimp, etc.
KoreConnector: Social Media Integrationn Exclusive active disabled disabled disabled disabled KoreConnector is a "No-Code" technology that connects you to all leading Social Media applications via API: GTM (Facebook, LinkedIn, X, Instagram, TikTok, Bing, etc.)
Reinvest Exclusive active disabled disabled disabled disabled Facilitates Reinvestment by investors without having to re-enter personal data
Mobile App Exclusive active disabled disabled disabled disabled Provide your investors with a true mobile experience on both IOS and Android platforms, enabling them to invest in your company and seamlessly manage their investments.
Source Flow, Abandon Application Flow Exclusive active active active active active Abandoned applications aren't lost opportunities; they offer valuable insights into where and when potential investors disengage. By understanding these abandonment points, you can strategically retarget the audience, encouraging them to resume their investment journey.
KoreID Verified Exclusive active disabled disabled disabled disabled KoreID Verified protects investors by giving them trust that the offering is legitimate and fully compliant with the SEC and FINRA.
KoreReach (External - No Charge Marketing)
Platform co-listing Services ID Tracking Exclusive active disabled disabled disabled disabled KoreID via KoreChain facilitates the joint management of prospective investors by multiple broker-dealers, financial institutions, and marketing intermediaries on behalf of their customers. This approach dramatically expands investor reach while ensuring compliance and safeguarding the investor audience for all parties involved
Intro-Act Exclusive Exclusive active disabled disabled disabled disabled Instituation & Family Office Free listing Service
Spark.Exchange Exclusive active active active active active Free Directory Listing Service
Spark Market Listing Exclusive active disabled disabled disabled disabled A regulated co-listing platform to access investors for your offering
Regulation RegD • Post-Raise (Ongoing Investor Relations)
Shareholder Communications Yes active disabled disabled disabled disabled Communications is essential to your capital raise, Shareholder Communications gives you the ability to keep building your community and keep them engaged, with a built in CRM to manage your shareholders
Cap Table Management Direct Yes active disabled disabled disabled disabled Manage all your securities shaes, options, warrants, debenture, SAFE, SAFT with no additional cost
Evoting / Town Hall Planning Yes active disabled disabled disabled disabled Having your shareholders engage is an essential governance requiremnt, with eVoting get participation, engagement
SEC-Transfer Agent, fully integrated Yes active dollar dollar disabled disabled Have your book of records managed by an SEC-Registered Rransfer Agent KoreTransfer USA LLC, and bring confidence to all your stakeholders
Mobile App Yes active disabled disabled disabled disabled Mobile-KoreIwhich enables your current shareholders to view their investment in your company, receive reports, news releases, messages, and to instantly re-invest in your company when you have an offering open.
ATS Secondary Trading Yes active disabled disabled disabled disabled Provides Seconday Trading options to Multiple ATS providers
Order Management System (OMS) Yes active disabled disabled disabled disabled Order Management System provides you the ability to create your very own trading marketplace for your shareholders and integrates with the Alternate Trading System (ATS) of your choice giving you the comfort to retain order managment capabilities on your platfrom.
Blue Registration Secondary Yes active disabled disabled disabled disabled By integrating KoreID tagging throughout the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company by expediting rolling closes, and re-investments. It mitigates the risk of fradualant investors for Issuers, Banks and Payment Rail Providers.
Listing National Securities Manual Yes active disabled disabled disabled disabled TradeCheck lists your company in the National Securities Manaual to allow your shareholders to trade compliantly on your OMS or other secondary ATS
Fully lifecycle End to End ID tagged (KoreID) Exclusive active disabled disabled disabled disabled By integrating KoreID tagging from the onset of the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company and expedites rolling closes
Pricing Comparison
(Please note that the pricing comparisons provided herein are based on the current state of information available at the time of publication and are subject to change without prior notice. Please contact respective service provides for most up-to date information on comparisons presented)
Understanding all your costs when raising capital is crucial. It enables you to optimize your expenses strategically, identifying areas where savings are possible and ensuring you allocate resources where they yield the most benefit. This knowledge can significantly enhance the efficiency and success of the capital-raising process.
Cost
Comparisons 		Kore Kore Tech Others
Dec 2023 		Other 3
Dec 2023 		Other 4
Dec 2023
Regulation D 506C Platform & Raise Fees
Onboarding Upfront Fee $3,500 $5,000-$10,000 $0 $5,000
Monthly $950 $500 - $5,000 $3,500 $2,495
12 Month Platform Fees (Total) $14,900 $12K - $60K $42,000 $34,940
Raise Processing / Subscription Fees
Platform - Success Fees & Investor add-ons
Compliance may be done by the company or a 3rd Party BD Compliance Platform- KYC, ID Verification AML Included TBD TBD TBD
Usage Fees per invstor per annum 0 $5-$30 0 $45 per subscription
Usage Fees per invstor per annum 0 $5-$30 0 $15 per subscription
TOTAL COST - Succcess Fees % of Raise Fees Based on $2.5M Raise example: TA fees no additional charge with KoreIssuance $97.6K - $122K $140k-$212K 142K+ $170K+
Additional Processeing Fees
Credit Card Charges 2,89% 2.89% - 4.0% 2.89% 4%
ACH Charges 0.80% 0.8% - 2% 0,89% 3%
Wire Flat bank charge pass though $20-$40/ wire 3% 0.49% 2%
Do you want to
learn more? Click the button below and see
the complete tables about our
Issuance and Pricing comparison See the PDF
During-Raise In the fundraising phase, post-approval and compliance on your website, actively seek investors using the KoreIssuance platform. It introduces revolutionary crowdfunding features, benefiting issuers, marketing, and compliance teams
Issuance Comparison
Pricing Comparison
Issuance Comparison
(Please note that the feature comparisons provided herein are based on the current state of information available at the time of publication and are subject to change without prior notice. Please contact respective service provides for most up-to date information on comparisons presented)
Key Technology & Platform Features Kore Kore Tech Other 1 Other 2 Other 3 Other 4 Key Benefits
API Issuance Infrastructure End to End Exclusive active disabled disabled disabled disabled API Issuance Infrastructure empowers businesses with seamless integration and customization capabilities, enabling them to efficiently create and manage their own technology. This infrastructure furnishes a compliance regulatory framework,ensuring your company's ability to build and maintain 100% compliance
BYOP-Enabled Exclusive active disabled disabled disabled disabled Build Your Own Product. Modular components and building blocks to build or customize to your existing online enviorment (Kore.Builders)
Permissioned Block Chain Exclusive active disabled dollar dollar disabled KoreChain Facilitates Regulated Compliant Process at lower costs, efficiency, transparency and privacy.
Digital Securites Smart Contract - Tokenization Exclusive active disabled disabled disabled disabled Permisioned BlockChain Facilitates Regulated Compliant Process at lower costs, efficiency, transparency
Custodial Services active disabled disabled disabled disabled Enables you to house investors' accounts securely within a Custodial Account under the street name
SPV active disabled disabled disabled disabled Enables your company to utilize, manage the SPV (Special Purpose Vehicle) option for your fundraising
Regulation RegD • Pre-Raise
DealRoom - Issuers, Brokers, Legal, Auditors, Marketers Exclusive active disabled disabled disabled disabled DealRoom significantly reduces the time needed for intermediaries during pre-raise preparation and prevents expensive filing related errors, thus reducing Issuer costs. Addionally it provides complete visibility into the Investor Application Process providing realtime Broker-Dealer Status Updates for complete visibility.
Cap Table Set up ($$ optional add on expense) Included No Fee active dollar dollar dollar dollar $$ Savings Augmented investor relations - Elevate visibility by onboarding existing holders before your raise, ensuring comprehensive holder engagemen
Portfolio set up for Current Shareholders Included No Fee active disabled disabled disabled disabled $$ Savings - Augmented investor relations - Elevate visibility by onboarding existing holders before your raise, ensuring comprehensive holder engagemen
(KoreTransfer USA) Digital Securities Transfer Agent Exclusive active disabled dollar 3rdParty External 3rdParty External Using a private label or API connection allows your shareholders to view their holdings directly on your company's domain, eliminating the need to navigate away
Regulation RegD • During-Raise
Private Label - End-to-End Exclusive active disabled disabled disabled disabled Gain greater control & enhanced investor relationship : Private Label Invest Button, Investor Access, Transfer Agent , SMTP Email integration, seamlesslsy connected to your brand.
Private Label Issuance active disabled disabled disabled disabled "No-Hijack" Resident Invest button. Implementing a native 'Invest' button rather than a redirect helps minimize investor abandonment by alleviating concerns about potential alias hacking.
Branded Email + SMTP active disabled disabled disabled disabled Enhance trust with emails originating from your own domain or your Finra Broker Dealer
KorePixel - Integrated Investor Lifecycle Analytics Exclusive active disabled disabled disabled disabled It involves consolidating and examining data related to investor interactions, from initial engagement and research to investment decisions, post-issuance activities, and secondary trading. This approach aims to provide valuable insights into the complete lifecycle of an investor's actions, aiding in better decision-making, risk management, and optimization of investment strategies.
Investor Dashboard active active active active active Private Label dashboard for your investors to track investment status in your company and the ability to re-invest with one click.
Issuer DashBoard Raise Monitoring active disabled disabled disabled disabled The dashboard offers a comprehensive view of the investor application journey, giving issuers a clear picture from suitability assessment to KYC and ID verification, to payment processing, and closing to the investors addition to your. captable.
Investor Application (KYC: ID Verification/AML checks ) active active active active active The proprietary architecture of Kore offers an affordable and flexible multi-signature framework, providing enhanced adaptability for online digital documents.
Multi Document + Multi eSignature active disabled disabled disabled disabled Regulatory attestations contribute to providing a transparent and auditable framework for your company, your FINRA Broker-Dealers when required to report to either FINRA or SEC
Regulatory Attestations active disabled disabled disabled disabled Regulatory attestations contribute to providing a transparent and auditable framework for your company, your FINRA Broker-Dealers when required to report to either FINRA or SEC
KoreID - End to End: Investor Managment Exclusive active disabled disabled disabled disabled By integrating KoreID tagging throughout the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company. It expedites rolling closes and re-investments. It mitigates the risk of fradualant Investors for Issuers, Banks and Payment Rail Providers.
Customized Private Label Investment Scripts active disabled disabled disabled disabled By integrating the optional RESTful API Investment script, your application process gains enhanced flexibility.
Compliance Desk Exclusive active disabled disabled disabled disabled Compliance Desk is a seamlessly integrated platform tailored for FINRA Broker-Dealers, ensuring compliance with FINRA 17a-4. Linked with NexisLexis, Escrow, Payment Rails, Bad Actor, and investor verification, it offers a comprehensive solution. Moreover, it facilitates Multi Broker functionality for co-listing opportunities
KoreConnector: CRM API Integration Exclusive active disabled disabled disabled disabled KoreConnector is a "No-Code" technology that connects you to all leading CRM applications via API: Klaviyo, Hubspot, ActiveCampaing, Close.io, MailChimp, etc.
KoreConnector: Social Media Integrationn Exclusive active disabled disabled disabled disabled KoreConnector is a "No-Code" technology that connects you to all leading Social Media applications via API: GTM (Facebook, LinkedIn, X, Instagram, TikTok, Bing, etc.)
Reinvest Exclusive active disabled disabled disabled disabled Facilitates Reinvestment by investors without having to re-enter personal data
Mobile App Exclusive active disabled disabled disabled disabled Provide your investors with a true mobile experience on both IOS and Android platforms, enabling them to invest in your company and seamlessly manage their investments.
Source Flow, Abandon Application Flow Exclusive active active active active active Abandoned applications aren't lost opportunities; they offer valuable insights into where and when potential investors disengage. By understanding these abandonment points, you can strategically retarget the audience, encouraging them to resume their investment journey.
KoreID Verified Exclusive active disabled disabled disabled disabled KoreID Verified protects investors by giving them trust that the offering is legitimate and fully compliant with the SEC and FINRA.
KoreReach (External - No Charge Marketing)
Platform co-listing Services ID Tracking Exclusive active disabled disabled disabled disabled KoreID via KoreChain facilitates the joint management of prospective investors by multiple broker-dealers, financial institutions, and marketing intermediaries on behalf of their customers. This approach dramatically expands investor reach while ensuring compliance and safeguarding the investor audience for all parties involved
Intro-Act Exclusive Exclusive active disabled disabled disabled disabled Instituation & Family Office Free listing Service
Spark.Exchange Exclusive active active active active active Free Directory Listing Service
Spark Market Listing Exclusive active disabled disabled disabled disabled A regulated co-listing platform to access investors for your offering
Regulation RegD • Post-Raise (Ongoing Investor Relations)
Shareholder Communications Yes active disabled disabled disabled disabled Communications is essential to your capital raise, Shareholder Communications gives you the ability to keep building your community and keep them engaged, with a built in CRM to manage your shareholders
Cap Table Management Direct Yes active disabled disabled disabled disabled Manage all your securities shaes, options, warrants, debenture, SAFE, SAFT with no additional cost
Evoting / Town Hall Planning Yes active disabled disabled disabled disabled Having your shareholders engage is an essential governance requiremnt, with eVoting get participation, engagement
SEC-Transfer Agent, fully integrated Yes active dollar dollar disabled disabled Have your book of records managed by an SEC-Registered Rransfer Agent KoreTransfer USA LLC, and bring confidence to all your stakeholders
Mobile App Yes active disabled disabled disabled disabled Mobile-KoreIwhich enables your current shareholders to view their investment in your company, receive reports, news releases, messages, and to instantly re-invest in your company when you have an offering open.
ATS Secondary Trading Yes active disabled disabled disabled disabled Provides Seconday Trading options to Multiple ATS providers
Order Management System (OMS) Yes active disabled disabled disabled disabled Order Management System provides you the ability to create your very own trading marketplace for your shareholders and integrates with the Alternate Trading System (ATS) of your choice giving you the comfort to retain order managment capabilities on your platfrom.
Blue Registration Secondary Yes active disabled disabled disabled disabled By integrating KoreID tagging throughout the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company by expediting rolling closes, and re-investments. It mitigates the risk of fradualant investors for Issuers, Banks and Payment Rail Providers.
Listing National Securities Manual Yes active disabled disabled disabled disabled TradeCheck lists your company in the National Securities Manaual to allow your shareholders to trade compliantly on your OMS or other secondary ATS
Fully lifecycle End to End ID tagged (KoreID) Exclusive active disabled disabled disabled disabled By integrating KoreID tagging from the onset of the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company and expedites rolling closes
Pricing Comparison
(Please note that the pricing comparisons provided herein are based on the current state of information available at the time of publication and are subject to change without prior notice. Please contact respective service provides for most up-to date information on comparisons presented)
Understanding all your costs when raising capital is crucial. It enables you to optimize your expenses strategically, identifying areas where savings are possible and ensuring you allocate resources where they yield the most benefit. This knowledge can significantly enhance the efficiency and success of the capital-raising process.
Cost
Comparisons 		Kore Kore Tech Others
Dec 2023 		Other 3
Dec 2023 		Other 4
Dec 2023
Regulation D 506C Platform & Raise Fees
Onboarding Upfront Fee $3,500 $5,000-$10,000 $0 $5,000
Monthly $950 $500 - $5,000 $3,500 $2,495
12 Month Platform Fees (Total) $14,900 $12K - $60K $42,000 $34,940
Raise Processing / Subscription Fees
Platform - Success Fees & Investor add-ons
Compliance may be done by the company or a 3rd Party BD Compliance Platform- KYC, ID Verification AML Included TBD TBD TBD
Usage Fees per invstor per annum 0 $5-$30 0 $45 per subscription
Usage Fees per invstor per annum 0 $5-$30 0 $15 per subscription
TOTAL COST - Succcess Fees % of Raise Fees Based on $2.5M Raise example: TA fees no additional charge with KoreIssuance $97.6K - $122K $140k-$212K 142K+ $170K+
Additional Processeing Fees
Credit Card Charges 2,89% 2.89% - 4.0% 2.89% 4%
ACH Charges 0.80% 0.8% - 2% 0,89% 3%
Wire Flat bank charge pass though $20-$40/ wire 3% 0.49% 2%
Do you want to
learn more? Click the button below and see
the complete tables about our
Issuance and Pricing comparison See the PDF
Post-Raise Our platform streamlines the capital raise process, covering pre-raise, fundraising, and post-raise phases. Kore simplifies record management, governance, and shareholder communications. It provides instant access to key functions like record-keeping, reporting, and shareholder interactions. This guarantees your executive team complete visibility into crucial aspects such as the cap table, reporting documentation, and ongoing investor communications.

KoreTransfer USA, our registered digital securities transfer agent, utilizes a proprietary blockchain for RegA+, RegCF, and RegD offerings. This technology ensures efficient management of shareholder records, promoting cost savings within a trusted and compliant digital securities environment.
Issuance Comparison
Pricing Comparison
Issuance Comparison
(Please note that the feature comparisons provided herein are based on the current state of information available at the time of publication and are subject to change without prior notice. Please contact respective service provides for most up-to date information on comparisons presented)
Key Technology & Platform Features Kore Kore Tech Other 1 Other 2 Other 3 Other 4 Key Benefits
API Issuance Infrastructure End to End Exclusive active disabled disabled disabled disabled API Issuance Infrastructure empowers businesses with seamless integration and customization capabilities, enabling them to efficiently create and manage their own technology. This infrastructure furnishes a compliance regulatory framework,ensuring your company's ability to build and maintain 100% compliance
BYOP-Enabled Exclusive active disabled disabled disabled disabled Build Your Own Product. Modular components and building blocks to build or customize to your existing online enviorment (Kore.Builders)
Permissioned Block Chain Exclusive active disabled dollar dollar disabled KoreChain Facilitates Regulated Compliant Process at lower costs, efficiency, transparency and privacy.
Digital Securites Smart Contract - Tokenization Exclusive active disabled disabled disabled disabled Permisioned BlockChain Facilitates Regulated Compliant Process at lower costs, efficiency, transparency
Custodial Services active disabled disabled disabled disabled Enables you to house investors' accounts securely within a Custodial Account under the street name
SPV active disabled disabled disabled disabled Enables your company to utilize, manage the SPV (Special Purpose Vehicle) option for your fundraising
Regulation RegD • Pre-Raise
DealRoom - Issuers, Brokers, Legal, Auditors, Marketers Exclusive active disabled disabled disabled disabled DealRoom significantly reduces the time needed for intermediaries during pre-raise preparation and prevents expensive filing related errors, thus reducing Issuer costs. Addionally it provides complete visibility into the Investor Application Process providing realtime Broker-Dealer Status Updates for complete visibility.
Cap Table Set up ($$ optional add on expense) Included No Fee active dollar dollar dollar dollar $$ Savings Augmented investor relations - Elevate visibility by onboarding existing holders before your raise, ensuring comprehensive holder engagemen
Portfolio set up for Current Shareholders Included No Fee active disabled disabled disabled disabled $$ Savings - Augmented investor relations - Elevate visibility by onboarding existing holders before your raise, ensuring comprehensive holder engagemen
(KoreTransfer USA) Digital Securities Transfer Agent Exclusive active disabled dollar 3rdParty External 3rdParty External Using a private label or API connection allows your shareholders to view their holdings directly on your company's domain, eliminating the need to navigate away
Regulation RegD • During-Raise
Private Label - End-to-End Exclusive active disabled disabled disabled disabled Gain greater control & enhanced investor relationship : Private Label Invest Button, Investor Access, Transfer Agent , SMTP Email integration, seamlesslsy connected to your brand.
Private Label Issuance active disabled disabled disabled disabled "No-Hijack" Resident Invest button. Implementing a native 'Invest' button rather than a redirect helps minimize investor abandonment by alleviating concerns about potential alias hacking.
Branded Email + SMTP active disabled disabled disabled disabled Enhance trust with emails originating from your own domain or your Finra Broker Dealer
KorePixel - Integrated Investor Lifecycle Analytics Exclusive active disabled disabled disabled disabled It involves consolidating and examining data related to investor interactions, from initial engagement and research to investment decisions, post-issuance activities, and secondary trading. This approach aims to provide valuable insights into the complete lifecycle of an investor's actions, aiding in better decision-making, risk management, and optimization of investment strategies.
Investor Dashboard active active active active active Private Label dashboard for your investors to track investment status in your company and the ability to re-invest with one click.
Issuer DashBoard Raise Monitoring active disabled disabled disabled disabled The dashboard offers a comprehensive view of the investor application journey, giving issuers a clear picture from suitability assessment to KYC and ID verification, to payment processing, and closing to the investors addition to your. captable.
Investor Application (KYC: ID Verification/AML checks ) active active active active active The proprietary architecture of Kore offers an affordable and flexible multi-signature framework, providing enhanced adaptability for online digital documents.
Multi Document + Multi eSignature active disabled disabled disabled disabled Regulatory attestations contribute to providing a transparent and auditable framework for your company, your FINRA Broker-Dealers when required to report to either FINRA or SEC
Regulatory Attestations active disabled disabled disabled disabled Regulatory attestations contribute to providing a transparent and auditable framework for your company, your FINRA Broker-Dealers when required to report to either FINRA or SEC
KoreID - End to End: Investor Managment Exclusive active disabled disabled disabled disabled By integrating KoreID tagging throughout the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company. It expedites rolling closes and re-investments. It mitigates the risk of fradualant Investors for Issuers, Banks and Payment Rail Providers.
Customized Private Label Investment Scripts active disabled disabled disabled disabled By integrating the optional RESTful API Investment script, your application process gains enhanced flexibility.
Compliance Desk Exclusive active disabled disabled disabled disabled Compliance Desk is a seamlessly integrated platform tailored for FINRA Broker-Dealers, ensuring compliance with FINRA 17a-4. Linked with NexisLexis, Escrow, Payment Rails, Bad Actor, and investor verification, it offers a comprehensive solution. Moreover, it facilitates Multi Broker functionality for co-listing opportunities
KoreConnector: CRM API Integration Exclusive active disabled disabled disabled disabled KoreConnector is a "No-Code" technology that connects you to all leading CRM applications via API: Klaviyo, Hubspot, ActiveCampaing, Close.io, MailChimp, etc.
KoreConnector: Social Media Integrationn Exclusive active disabled disabled disabled disabled KoreConnector is a "No-Code" technology that connects you to all leading Social Media applications via API: GTM (Facebook, LinkedIn, X, Instagram, TikTok, Bing, etc.)
Reinvest Exclusive active disabled disabled disabled disabled Facilitates Reinvestment by investors without having to re-enter personal data
Mobile App Exclusive active disabled disabled disabled disabled Provide your investors with a true mobile experience on both IOS and Android platforms, enabling them to invest in your company and seamlessly manage their investments.
Source Flow, Abandon Application Flow Exclusive active active active active active Abandoned applications aren't lost opportunities; they offer valuable insights into where and when potential investors disengage. By understanding these abandonment points, you can strategically retarget the audience, encouraging them to resume their investment journey.
KoreID Verified Exclusive active disabled disabled disabled disabled KoreID Verified protects investors by giving them trust that the offering is legitimate and fully compliant with the SEC and FINRA.
KoreReach (External - No Charge Marketing)
Platform co-listing Services ID Tracking Exclusive active disabled disabled disabled disabled KoreID via KoreChain facilitates the joint management of prospective investors by multiple broker-dealers, financial institutions, and marketing intermediaries on behalf of their customers. This approach dramatically expands investor reach while ensuring compliance and safeguarding the investor audience for all parties involved
Intro-Act Exclusive Exclusive active disabled disabled disabled disabled Instituation & Family Office Free listing Service
Spark.Exchange Exclusive active active active active active Free Directory Listing Service
Spark Market Listing Exclusive active disabled disabled disabled disabled A regulated co-listing platform to access investors for your offering
Regulation RegD • Post-Raise (Ongoing Investor Relations)
Shareholder Communications Yes active disabled disabled disabled disabled Communications is essential to your capital raise, Shareholder Communications gives you the ability to keep building your community and keep them engaged, with a built in CRM to manage your shareholders
Cap Table Management Direct Yes active disabled disabled disabled disabled Manage all your securities shaes, options, warrants, debenture, SAFE, SAFT with no additional cost
Evoting / Town Hall Planning Yes active disabled disabled disabled disabled Having your shareholders engage is an essential governance requiremnt, with eVoting get participation, engagement
SEC-Transfer Agent, fully integrated Yes active dollar dollar disabled disabled Have your book of records managed by an SEC-Registered Rransfer Agent KoreTransfer USA LLC, and bring confidence to all your stakeholders
Mobile App Yes active disabled disabled disabled disabled Mobile-KoreIwhich enables your current shareholders to view their investment in your company, receive reports, news releases, messages, and to instantly re-invest in your company when you have an offering open.
ATS Secondary Trading Yes active disabled disabled disabled disabled Provides Seconday Trading options to Multiple ATS providers
Order Management System (OMS) Yes active disabled disabled disabled disabled Order Management System provides you the ability to create your very own trading marketplace for your shareholders and integrates with the Alternate Trading System (ATS) of your choice giving you the comfort to retain order managment capabilities on your platfrom.
Blue Registration Secondary Yes active disabled disabled disabled disabled By integrating KoreID tagging throughout the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company by expediting rolling closes, and re-investments. It mitigates the risk of fradualant investors for Issuers, Banks and Payment Rail Providers.
Listing National Securities Manual Yes active disabled disabled disabled disabled TradeCheck lists your company in the National Securities Manaual to allow your shareholders to trade compliantly on your OMS or other secondary ATS
Fully lifecycle End to End ID tagged (KoreID) Exclusive active disabled disabled disabled disabled By integrating KoreID tagging from the onset of the investment application process and incorporating Payment Rails and Escrow Bank integration, manual reconciliation is eliminated. This significantly reduces costs for the capital-raising company and expedites rolling closes
Pricing Comparison
(Please note that the pricing comparisons provided herein are based on the current state of information available at the time of publication and are subject to change without prior notice. Please contact respective service provides for most up-to date information on comparisons presented)
Understanding all your costs when raising capital is crucial. It enables you to optimize your expenses strategically, identifying areas where savings are possible and ensuring you allocate resources where they yield the most benefit. This knowledge can significantly enhance the efficiency and success of the capital-raising process.
Cost
Comparisons 		Kore Kore Tech Others
Dec 2023 		Other 3
Dec 2023 		Other 4
Dec 2023
Regulation D 506C Platform & Raise Fees
Onboarding Upfront Fee $3,500 $5,000-$10,000 $0 $5,000
Monthly $950 $500 - $5,000 $3,500 $2,495
12 Month Platform Fees (Total) $14,900 $12K - $60K $42,000 $34,940
Raise Processing / Subscription Fees
Platform - Success Fees & Investor add-ons
Compliance may be done by the company or a 3rd Party BD Compliance Platform- KYC, ID Verification AML Included TBD TBD TBD
Usage Fees per invstor per annum 0 $5-$30 0 $45 per subscription
Usage Fees per invstor per annum 0 $5-$30 0 $15 per subscription
TOTAL COST - Succcess Fees % of Raise Fees Based on $2.5M Raise example: TA fees no additional charge with KoreIssuance $97.6K - $122K $140k-$212K 142K+ $170K+
Additional Processeing Fees
Credit Card Charges 2,89% 2.89% - 4.0% 2.89% 4%
ACH Charges 0.80% 0.8% - 2% 0,89% 3%
Wire Flat bank charge pass though $20-$40/ wire 3% 0.49% 2%
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Elevate Your Capital Raise on Your Terms

From pre-raise groundwork to post raise shareholder communications, leveraging the most cost effective solution available for Reg CF, RegA+ and RegD. Kore makes it easy for participants in private capital markets to raise capital, manage their investment portfolios, and meet global compliance standards along every step of the way.

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